1、Companies can raise capital through debt financing and equity financing.
A、错
B、对
2、Stock markets are divided into primary market and secondary market.
A、错
B、对
3、IPO is when a company’s stocks are sold to the public for the first time on the secondary market.
A、错
B、对
4、The Shanghai Stock Exchange is the first electronic market in the world.
A、错
B、对
5、Market cap is the total value of tradable shares of a listed company.
A、对
B、错
6、In a bear market, investors tend to be pessimistic about market performance.
A、对
B、错
7、A limit order can be devided into sell limit order and buy limit order.
A、对
B、错
8、EPS is short for Earnings per Share.
A、错
B、对
9、EPS is the ratio of a company’s stock price to the company’s earnings per share.
A、错
B、对
10、A bull market is an unfavorable one which is characterized by falling prices, investor pessimism and economic slowdown.
A、错
B、对
11、Wilshire 5000 Total Market Index is a benchmarkfor small-cap stocks in the United States.
A、对
B、错
12、A buy limit order can only be executed at the limit price or lower.
A、对
B、错
13、Earnings per share (EPS) represents current earnings while price to earnings ratio represents future earnings.
A、错
B、对
14、EPS is usually measured on a monthly basis.
A、对
B、错
15、Common stockholders are entitled to the following except ( )
A、A claim on the dividends
B、Voting rights
C、Partial ownership of the company
D、Priority of repayment in case of liquidation
16、Which of the following factors can influence stock prices? ( )
A、Employee layoffs
B、Management changes
C、Introduction of a new product
D、All of the above
17、Company ABC has a share price of $10 with 30,000 shares outstanding. So what is the market capitalization of Company ABC?( )
A、$300
B、$30,000
C、$3,000
D、$300,000
18、What can be traded on the secondary market? （ ）
A、Options
B、Futures
C、Bonds
D、All of the above
19、Which of the following is the regulatory authority of securities market in China?（ ）
A、CSRC
B、PBOC
C、CBRC
D、SEC
